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NASD Fines for Fund Favoritism
Piper Jaffray & Co. and Quick & Reilly, Inc. (now part of Banc of America Investment Services, Inc.) are facing heafty fines for breaking NASD's "Anti-Reciprocal Rule," prohibiting brokers from favoring the sale of shares of specific mutual funds on....(Continue Reading)

When Is Tech Spending a Bad Idea?
Many buyers have become smarter, HP's Fiorina says....(Continue Reading)

Financial Effects of the Terrorist Attack
The financial affects of the September 11th Terrorist attack on the World Trade Center explained...(Continue Reading)

Nasdaq Market Maker and ECN Level II IDs - Day Trading, from About.com
Nasdaq Market Maker and ECN Level II IDs, from your About.com Guide...(Continue Reading)

Stock Brokers (commissions $20 and up)
On-line brokers with commissions of $20 and up....(Continue Reading)

Shareholder Payback
Bank of America and Janus have promised to provide restitution to shareholders that were affected by hedge fund marketing timing activities. I haven't seen any response from Strong or Banc One about the allegations. One thing is for sure, these......(Continue Reading)

Yahoo Finance Changes Quote Pages - Mutual Funds Archives
Yahoo Finance Changes Quote Pages - Starting today, Yahoo Finance doesn't look quite the same - because it isn't! Yahoo made some major changes on the quote pages, mostly for the better. Despite the popularity of Yahoo Finance, it has been in need of...(Continue Reading)


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SEC Fines Banc of America Securities $10 Million
Banc of America Securities LLC, a unit of Bank of America Corp., agreed to pay a record $10 million penalty to settle the U.S. Securities and Exchange ...

Banc of America Securities - Banking & Finance - Michelle Issa appointed as managing director - Brief Article
Banc of America Securities.(Banking & Finance)(Michelle Issa appointed as managing director)

Banc of America Cuts Qwest - Brief Article
Banc of America Securities on Thursday reduced its investment rating on Qwest Communications International [NYSE: Q] to "sell" from "neutral," citing ...

 

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